DFX Intelligence

D•••• S•••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)45 years in industry

D•••• S•••••• W••••

Advisor at M•••• C••••••• A••••••• S••••••

••• Locked

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Search this name across graphsid dfx:ria:7a678aad-e74c-c30c-5438-d1a5085fc2d7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 1, 1981 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• C••••••• A••••••• S••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 31derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•• A•••••••• I••	Independent wealth	Jun 20, 2019	n/a	yes	Palm Beach Gardens, FL	Current employment
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	Sep 6, 1995	n/a	yes	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL

Relationships

Registered with (2)

→ W•• A•••••••• I••Registered adviserregistration: current employment
Jun 20, 2019 to presentfactForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: current employment
Sep 6, 1995 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a678aad-e74c-c30c-5438-d1a5085fc2d7
First observed: Jun 1, 1981
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.