DFX Intelligence

D•••• C••••••••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

D•••• C••••••••• D••••••••

Advisor at A••• W••••• M••••••••• L••

BEDFORD, NH

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Search this name across graphsid dfx:ria:81f43f80-4773-fae0-a8dd-429094f56b39

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 14, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• W••••• M••••••••• L••	Independent wealth	Nov 10, 2021	n/a	yes	BEDFORD, NH	Current employment
P••• W••••• M••••••••• L••	Independent wealth	Nov 16, 2015	Mar 9, 2022	no	NASHUA, NH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• W••••• M••••••••• L••	A••• W••••• M••••••••• L••	Mar 9, 2022	Nov 10, 2021	-119	Firm change after gap	RIA to new firm
S•••••••• A••••••• L••	P••• W••••• M••••••••• L••	Oct 15, 2015	Nov 16, 2015

Relationships

Registered with (3)

→ A••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 10, 2021 to presentfactForm ADV
→ P••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 16, 2015 to Mar 9, 2022factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 6, 2006 to Oct 15, 2015factForm ADV

Dated events

Occurred
Mar 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81f43f80-4773-fae0-a8dd-429094f56b39
First observed: Jul 6, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.