DFX Intelligence

R••••• L• W••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

R••••• L• W••••••• L••

CRD 146186

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Search this name across graphsid dfx:ria:81fddf8f-244b-df13-2946-f65997d9a250

Data as of Jul 28, 2017 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Jul 28, 2017 to Jul 28, 2017
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 1
Advisory employees: 1
CRD: 146186
Filings on the tape: 1
First filed: Jul 28, 2017
Latest filed: Jul 28, 2017
Organised

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• L•••• W••••••	n/a	CHICAGO, IL	18	18	n/a	no

Relationships

Registered with (1)

← R••••• L•••• W••••••Advisorregistration: current employment
Feb 29, 2008 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81fddf8f-244b-df13-2946-f65997d9a250
First observed: Jul 28, 2017
Last observed: Jul 28, 2017 111 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.