DFX Intelligence

M•••••• S• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst14 years in industry

M•••••• S• B••••

Advisor at C••••••

Nashville, TN | San Diego, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 8, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Sep 15, 2022	n/a	yes	San Diego, CA\|Nashville, TN	Current employment
D•••••• • Y•••••• L••	Former SEC adviser	Aug 8, 2012	Mar 31, 2023	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••• • Y•••••• L••	C••••••	Mar 31, 2023	Sep 15, 2022	-197	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
107672:319448:CA:2023-03-31	Mar 31, 2023	Sep 15, 2022	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (2)

→ C••••••Registered adviserregistration: current employment
Sep 15, 2022 to presentfactForm ADV
→ D•••••• • Y•••••• L••Registered adviserregistration: previous registration
Aug 8, 2012 to Mar 31, 2023factForm ADV

Dated events

Occurred
Mar 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 8, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.