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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

DUSTIN JOSEPH DEFRANCO

Advisor at FOUNDERS FINANCIAL ALLIANCE, LLC

Wheeling, WV | RALEIGH, NC

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Search this name across graphsid dfx:ria:821198d0-7e7b-a8b0-94e2-9ce75692989c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 27, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDERS FINANCIAL ALLIANCE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 8, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 8, 2007
First registration: Jun 27, 2007
Dual registered: yes, broker-dealer
Other names: DUSTIN DEFRANCO
IAPD individual key: 5317625

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDERS FINANCIAL ALLIANCE, LLC	Independent wealth	Apr 8, 2016	n/a	yes	RALEIGH, NC\|Wheeling, WV	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Apr 20, 2016	no	Bellaire, OH\|BELLAIRE, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 15, 2008	Oct 1, 2012	no	BELLAIRE, OH\|SHADYSIDE, OH	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Sep 10, 2007	May 16, 2008	no	CALIFORNIA, PA	Previous registration
EDWARD JONES	National bd RIA	Jun 27, 2007	Jul 31, 2007	no	ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	FOUNDERS FINANCIAL ALLIANCE, LLC	Apr 20, 2016	Apr 8, 2016	-12	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
NATCITY INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 16, 2008	May 15, 2008	-1	Firm change	Other
EDWARD JONES	NATCITY INVESTMENTS, INC.	Jul 31, 2007	Sep 10, 2007	41	Firm change	Other

Relationships

Registered with (5)

→ FOUNDERS FINANCIAL ALLIANCE, LLCRegistered adviserregistration: current employment
Apr 8, 2016 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Apr 20, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 15, 2008 to Oct 1, 2012factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 10, 2007 to May 16, 2008factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 27, 2007 to Jul 31, 2007factForm ADV

Dated events

No dated event names this entity yet.