DFX Intelligence

M•••••• H•••• F•••••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

M•••••• H•••• F•••••••• A••••••• L••

CRD 328516

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Oct 5, 2023 to Mar 12, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $274M••• Locked
Discretionary RAUM: $274M
Private client RAUM: $274Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $91.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••• H••••• H•••	Certified Financial Planner	SAN DIEGO, CA	2	43	3	no
J•••• J••••• S••••	n/a	SAN DIEGO, CA	2	21

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••• M•••• H•••••	MEMBER/CCO	C	yes	09/2023	Oct 5, 2023	Sep 30, 2024
H•••• M••••• F••••••	Member	C	yes	09/2023	Oct 5, 2023	Sep 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W••• L•••• P••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$274M	$209M	31.3%	n/a	n/a	6	3	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M•••••• H•••• F••••••••	3	Jan 9, 2025	Oct 12, 2023	SAN DIEGO, CA	Firm absorbed	RIA to RIA	100.0%

Relationships

Registered with (3)

← M••• H••••• H•••Advisorregistration: current employment
Oct 12, 2023 to presentfactForm ADV
← J•••• J••••• S••••Advisorregistration: current employment
Oct 12, 2023 to presentfactForm ADV
← M•••• F•••••• H•••Advisorregistration: current employment
Oct 12, 2023 to presentfactForm ADV

Controls (3)

Dated events

Order

Occurred
9 Jan 2025
Firm absorbed
••• Locked
Form ADV
3 advisors
Occurred
5 Oct 2023
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 5, 2023
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.