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Advisor at PRAIRIE WEALTH ADVISORS, INC.
LINCOLN, NE | OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRAIRIE WEALTH ADVISORS, INC. | Independent wealth | May 4, 2026 | n/a | yes | LINCOLN, NE|OMAHA, NE | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Dec 15, 2016 | May 21, 2026 | no | LINCOLN, NE|LINCOLN, NE | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 5, 2008 | Jan 6, 2017 | no | Lincoln, NE|Lincoln, NE|Lincoln, NE | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Jun 2, 2008 | Dec 8, 2008 | no | LINCOLN, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | PRAIRIE WEALTH ADVISORS, INC. | May 21, 2026 | May 4, 2026 | -17 | Firm change | Ibd to RIA |
| UBS FINANCIAL SERVICES INC. | RBC CAPITAL MARKETS, LLC | Jan 6, 2017 | Dec 15, 2016 | -22 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | UBS FINANCIAL SERVICES INC. | Dec 8, 2008 | Dec 5, 2008 | -3 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:165266:NE:2026-05-13 | May 21, 2026 | May 4, 2026 | LINCOLN, NE | Firm change |
| 8174:31194:NE:2016-12-27 | Jan 6, 2017 | Dec 15, 2016 | LINCOLN, NE | Firm change |