DFX Intelligence
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Reading the graph
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Advisor at S•••••••• A••••••• L••
PHILADELPHIA, PA | VILLANOVA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | n/a | yes | VILLANOVA, PA|PHILADELPHIA, PA | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jan 11, 2022 | Mar 31, 2025 | no | KING OF PRUSSIA, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| W•••• F•••• A••••••• | F••••••• P••••••• A•• W•••••••• A••••••• | Oct 4, 2021 | Jan 11, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:288590:PA:2021-09-21 | Oct 4, 2021 | Jan 11, 2022 | WAYNE, PA | Firm change |
| W•••• F•••• A••••••• | Wirehouse | May 10, 2021 | Oct 4, 2021 | no | PHILADELPHIA, PA|WAYNE, PA | Previous registration |
| 99 |
| Firm change |
| Wirehouse to ibd |