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Advisor at WELLS FARGO ADVISORS
ORCHARD PARK, NY | SIESTA KEY, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 4, 2024 | n/a | yes | SIESTA KEY, FL|ORCHARD PARK, NY | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 9, 2021 | Mar 13, 2024 | no | CHEEKTOWAGA, NY|Buffalo, NY|CHEEKTOWAGA, NY | Previous registration |
| M&T SECURITIES, INC. | n/a | Sep 3, 2010 | Jun 10, 2021 | no | BUFFALO, NY|AMHERST, NY|ROCHESTER, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|ROCHESTER, NY|Cheektowaga, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|Buffalo, NY|Williamsport, PA|ORCHARD PARK, NY|Cheektowaga, NY|Buffalo, NY|Buffalo, NY|BALTIMORE, MD|CHEEKTOWAGA, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | WELLS FARGO ADVISORS | Mar 13, 2024 | Mar 4, 2024 | -9 | Firm change | Ibd to wirehouse |
| M&T SECURITIES, INC. | LPL FINANCIAL LLC | Jun 10, 2021 | Jun 9, 2021 | -1 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:19616:NY:2024-03-13 | Mar 13, 2024 | Mar 4, 2024 | CHEEKTOWAGA, NY | Firm change |