DFX Intelligence

P•••••• T•••••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)30 years in industry

P•••••• T•••••• D•••

Advisor at S•••••• C•••••• C•••••••••

BELLINGHAM, WA

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Search this name across graphsid dfx:ria:82224f1c-9648-b07d-6c72-25f3f3d9a14c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• C•••••• C•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 27, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• C•••••• C•••••••••	Asset manager	Sep 30, 2022	n/a	yes	BELLINGHAM, WA	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jan 8, 2008	Oct 8, 2014	no	SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	S•••••• C•••••• C•••••••••	Oct 8, 2014	Sep 30, 2022	2,914	Firm change after gap	Other

Relationships

Registered with (2)

→ S•••••• C•••••• C•••••••••Registered adviserregistration: current employment
Sep 30, 2022 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 8, 2008 to Oct 8, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82224f1c-9648-b07d-6c72-25f3f3d9a14c
First observed: Jan 8, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.