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C••••••••• R••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

C••••••••• R••• T•••••

Advisor at F••••••

SAN FRANCISCO, CA | Wilmington, NC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 19, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 21, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Mar 24, 2026	n/a	yes	Wilmington, NC\|SAN FRANCISCO, CA	Current employment
Z•••••• W••••• P•••••••	Independent wealth	Jun 5, 2025	Apr 2, 2026	no	Wilmington, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Z•••••• W••••• P•••••••	F••••••	Apr 2, 2026	Mar 24, 2026	-9	Firm change	RIA to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	Z•••••• W••••• P•••••••	Jun 11, 2025	Jun 5, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
105736:302050:NC:2026-04-02	Apr 2, 2026	Mar 24, 2026	WILMINGTON, NC	Firm change

Relationships

Registered with (4)

→ F••••••Registered adviserregistration: current employment
Mar 24, 2026 to presentfactForm ADV
→ Z•••••• W••••• P•••••••Registered adviserregistration: previous registration
Jun 5, 2025 to Apr 2, 2026factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 18, 2016 to Jun 11, 2025factForm ADV
→ T••••••••• F•••••••• A•••••••• L••

Dated events

Occurred
Apr 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 19, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.