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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

CESAR HUGO LOPEZ

Advisor at OSAIC WEALTH, INC.

ROSEVILLE, CA

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Search this name across graphsid dfx:ria:82325a3e-b398-c69c-5a2b-d00ae5d66595

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 30, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 4, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 4, 1992
First registration: Apr 30, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 2265364

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	ROSEVILLE, CA	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 1, 2019	Jan 19, 2024	no	Torrance, CA\|ROSEVILLE, CA	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Sep 17, 2012	Mar 1, 2019	no	MINNEAPOLIS, MN\|ROSEVILLE, CA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 30, 2008	Oct 10, 2012	no	ROSEVILLE, CA\|ROSEVILLE, CA\|CAMERON PARK, CA\|EL DORADO HILLS, CA\|FOLSOM, CA\|GRANITE BAY, CA\|LINCOLN, CA\|PLACERVILLE, CA\|POLLOCK PINES, CA\|ROSEVILLE, CA\|SACRAMENTO, CA\|ROSEVILLE, CA\|PLACERVILLE, CA\|VALLEY SPRINGS, CA\|ELK GROVE, CA\|ROSEVILLE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 1, 2019	Mar 1, 2019	0	Bulk transfer	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	QUESTAR ASSET MANAGEMENT, INC.	Oct 10, 2012	Sep 17, 2012	-23	Firm change	Other

Relationships

Registered with (3)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2019 to Jan 19, 2024factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 17, 2012 to Mar 1, 2019factForm ADV

Dated events

No dated event names this entity yet.