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RIA / WealthAdvisor33 years in industry

BRIAN CHARLES DOUGHERTY

Advisor at PLC INVESTMENT SOLUTIONS, LLC

PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:82372ad0-2ce8-5556-5b78-c66d243b0ade

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 26, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PLC INVESTMENT SOLUTIONS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 11, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 11, 1993
First registration: Jun 26, 2017
Dual registered: no
IAPD individual key: 2299402

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PLC INVESTMENT SOLUTIONS, LLC	State registered	May 21, 2024	n/a	yes	PHILADELPHIA, PA	Current employment
COPPELL ADVISORY SOLUTIONS LLC	Independent wealth	Dec 18, 2020	Aug 19, 2024	no	DALLAS, TX\|Philadelphia, PA	Previous registration
ELITE INVESTMENT TEAM LLC	Former SEC adviser	Nov 26, 2019	Dec 31, 2020	no	Philladelphia,, PA\|SAN DIEGO, CA\|Fort Washington, PA	Previous registration
THRIVE CAPITAL MANAGEMENT, LLC	Independent wealth	Jun 26, 2017	Dec 19, 2019	no	FORT WASHINGTON, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COPPELL ADVISORY SOLUTIONS LLC	PLC INVESTMENT SOLUTIONS, LLC	Aug 19, 2024	May 21, 2024	-90	Firm change after gap	RIA to state RIA
ELITE INVESTMENT TEAM LLC	COPPELL ADVISORY SOLUTIONS LLC	Dec 31, 2020	Dec 18, 2020	-13	Firm change	RIA to RIA
THRIVE CAPITAL MANAGEMENT, LLC	ELITE INVESTMENT TEAM LLC	Dec 19, 2019	Nov 26, 2019	-23	Firm change	RIA to RIA

Relationships

Registered with (4)

→ PLC INVESTMENT SOLUTIONS, LLCRegistered adviserregistration: current employment
May 21, 2024 to presentfactForm ADV
→ COPPELL ADVISORY SOLUTIONS LLCRegistered adviserregistration: previous registration
Dec 18, 2020 to Aug 19, 2024factForm ADV
→ ELITE INVESTMENT TEAM LLCRegistered adviserregistration: previous registration
Nov 26, 2019 to Dec 31, 2020factForm ADV
→ THRIVE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 26, 2017 to Dec 19, 2019factForm ADV

Dated events

Occurred
Aug 19, 2024
Advisor changed firm
Brian Charles Dougherty left Coppell Advisory Solutions Llc for Plc Investment Solutions, Llc (registered 2024-05-21)
Form ADVobserved 6 days ago