DFX Intelligence

C••••••••• P•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

C••••••••• P•••••••• L•••

CRD 157359

NEW YORK, NY

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Search this name across graphsid dfx:ria:82386531-5bc6-310d-85a0-06f8c98a8ee1

Data as of Jun 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 166
Dated events: 5
On other graphs: 4
Observed: Feb 14, 2012 to Jun 24, 2026
51 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••••• P•••••••• L•••

Private equity manager · cited, shared crd

Independent Sponsorsidentity

C••••••••• P•••••••• L•••

Capital provider to sponsors · cited, shared crd

Allocatorsidentity

C••••••••• P•••••••• L•

Manager with allocator commitments · cited, shared crd

Private Creditidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.49 institutional_share=0.51 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $80B••• Locked
Discretionary RAUM: $79B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 280

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••••• C•••••• P••••••• I••• L•••	Hedge Fund	$6.8B	Nov 21, 2024	329	Oct 22, 2014	reported	021-225634
C••••••••• C•••••• P••••••• I•• L•••	Hedge Fund	$4.5B	Nov 21, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• J••••••• H•••••	Shareholder	E	yes	03/2015	Feb 14, 2012	Nov 21, 2024
A••••••• J••••••• H•••••	Shareholder	E	yes	12/2015	Feb 14, 2012	Nov 21, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O••••••• A•••••••• L••	n/a	Asset manager	$3.0B	Y	yes	n/a
C•• G• I•• L•••	n/a	n/a	n/a	N	yes	n/a
C•• G• I••• L•••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	22	no
COCONUT GROVE	FL	United States	2	no
Luxembourg	n/a	Luxembourg	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$80B	$66B	20.3%	$50B	17.2%	280	270	3	3

Relationships

showing 80 of 166

Affiliated with (2)

→ O••••••• A•••••••• L••Registered adviserother investment adviser, bank, control, common control
factForm ADV
← O••••••• A•••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV

Advises (78)

→ CB CENT HOLDINGS, LLCPrivate fundHedge Fund, IA
Aug 25, 2022 to presentfactForm ADV
→

Dated events

Occurred
Mar 29, 2024
Control person joined
L••• S•••• A•••••• (Trustee) appeared on Schedule A of C••••••••• P•••••••• L•••
Form ADVobserved 7 days ago
Occurred
Mar 29, 2024
Control person left
Alan Jed Hart (Limited Partner) no longer on Schedule A of C••••••••• P•••••••• L••• (listed 2024-02-27, absent 2024-03-29)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
C••••••••• P•••••••• L••• reported RAUM $49.6B, up 58% from $31.4B (2023-02-24 to 2023-03-31)
Form ADVobserved 7 days ago
$18.2B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82386531-5bc6-310d-85a0-06f8c98a8ee1
First observed: Feb 14, 2012
Last observed: Jun 24, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.