E••••• M• R•••

Advisor at P••• A••••• S••••••••• L••

Garden Grove, CA | IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 16, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• A••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 21, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• A••••• S••••••••• L••	Bd affiliated wealth	Jun 1, 2012	n/a	yes	IRVINE, CA\|Garden Grove, CA	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Feb 20, 2004	Apr 25, 2012	no	NEWPORT BEACH, CA\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	P••• A••••• S••••••••• L••	Apr 25, 2012	Jun 1, 2012	37	Firm change	Other
O•••• F•• I•••	M•• I•••••••• S•••••••• L••	Feb 2, 2004	Feb 20, 2004

Relationships

Registered with (3)

→ P••• A••••• S••••••••• L••Registered adviserregistration: current employment
Jun 1, 2012 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 20, 2004 to Apr 25, 2012factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Oct 16, 1998 to Feb 2, 2004factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Only bookkeeping events name this entity; they are folded below.

Show 2 bookkeeping events

Occurred
Sep 14, 2026
••• Locked
Occurred
Sep 9, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 16, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.