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Advisor at LPL FINANCIAL LLC
COLORADO SPRINGS, CO | COLORADO SPRINGS , CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 1, 2018 | n/a | yes | COLORADO SPRINGS, CO|COLORADO SPRINGS , CO | Current employment |
| EDWARD JONES | National bd RIA | Jul 31, 2007 | Sep 1, 2010 | no | COLORADO SPRINGS, CO|CASTLE Pines, CO|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | LPL FINANCIAL LLC | Sep 1, 2010 | Feb 1, 2018 | 2,710 | Firm change after gap | Ibd to RIA |