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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

MICHAEL JOSEPH WINN

Advisor at RBC CAPITAL MARKETS, LLC

Bedford, MA | PORTSMOUTH, NH

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Search this name across graphsid dfx:ria:8243b3f7-c13a-bdb8-9e06-ad0171b0867c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Nov 16, 1983
First registration: Jan 28, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 1198523

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Dec 3, 2010	n/a	yes	PORTSMOUTH, NH\|Bedford, MA	Current employment
NRP ADVISORS, INC.	n/a	Jul 30, 2008	Nov 3, 2010	no	NASHUA, NH	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Aug 6, 2008	no	NASHUA, NH	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jan 28, 2005	Jan 1, 2008	no	NASHUA, NH\|NASHUA, NH\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NRP ADVISORS, INC.	RBC CAPITAL MARKETS, LLC	Nov 3, 2010	Dec 3, 2010	30	Firm change	Other
WELLS FARGO ADVISORS	NRP ADVISORS, INC.	Aug 6, 2008	Jul 30, 2008	-7	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Dec 3, 2010 to presentfactForm ADV
→ NRP ADVISORS, INC.Registered adviserregistration: previous registration
Jul 30, 2008 to Nov 3, 2010factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Aug 6, 2008factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jan 28, 2005 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.