DFX Intelligence

J•••• J••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor25 years in industry

J•••• J••• L•••••••

Advisor at C•••••• F•••••••• M••••••••• L••

San Diego, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8244fb72-383a-29af-f36a-67a4862202c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 17, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F•••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 23, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F•••••••• M••••••••• L••	Independent wealth	Oct 15, 2024	n/a	yes	San Diego, CA	Current employment
B•••• W•••••• L••	Independent wealth	Dec 5, 2023	Dec 31, 2024	no	SAN DIEGO, CA\|ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• W•••••• L••	C•••••• F•••••••• M••••••••• L••	Dec 31, 2024	Oct 15, 2024	-77	Firm change after gap	RIA to RIA
T•••••••• L••	B•••• W•••••• L••	Dec 4, 2023	Dec 5, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
152546:304788:CA:2019-12-11	Dec 11, 2019	Oct 18, 2019	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (5)

→ C•••••• F•••••••• M••••••••• L••Registered adviserregistration: current employment
Oct 15, 2024 to presentfactForm ADV
→ B•••• W•••••• L••Registered adviserregistration: previous registration
Dec 5, 2023 to Dec 31, 2024factForm ADV
→ T•••••••• L••Registered adviserregistration: previous registration
Feb 9, 2021 to Dec 4, 2023factForm ADV
→ Q•••••••• P•••••••

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 4, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8244fb72-383a-29af-f36a-67a4862202c8
First observed: Feb 17, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.