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Advisor at LEXAURUM ADVISORS
Guthrie, OK | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEXAURUM ADVISORS | Independent wealth | Jun 2, 2018 | n/a | yes | Guthrie, OK|OVERLAND PARK, KS | Current employment |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Sep 1, 2016 | May 14, 2018 | no | OKLAHOMA CITY, OK | Previous registration |
| VSR ADVISORY SERVICES | Former SEC adviser | Jul 21, 2006 | Sep 1, 2016 | no | OVERLAND PARK, KS|OKLAHOMA CITY, OK|OVERLAND PARK, KS | Previous registration |
| WADDELL & REED | Former SEC adviser | Mar 4, 2005 | Jul 28, 2006 | no | EDMOND, OK|EDMOND, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL GROUP INC | LEXAURUM ADVISORS | May 14, 2018 | Jun 2, 2018 | 19 | Firm change | Ibd to RIA |
| VSR ADVISORY SERVICES | SUMMIT FINANCIAL GROUP INC | Sep 1, 2016 | Sep 1, 2016 | 0 | Bulk transfer | Other |
| WADDELL & REED | VSR ADVISORY SERVICES | Jul 28, 2006 | Jul 21, 2006 | -7 | Firm change | Other |