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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

MICHAEL PANZECA

Advisor at STRATEGIC ADVISERS LLC

BAY VILLAGE, OH

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Search this name across graphsid dfx:ria:8252dbef-90f9-c2c2-5aa6-7a0f0f7669fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Mar 11, 1999
First registration: Jan 25, 2002
Dual registered: yes, broker-dealer
Other names: MICHAEL JEROME PANZECA
IAPD individual key: 3181431

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	BAY VILLAGE, OH	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 31, 2025	no	BOSTON, MA\|SMITHFIELD, RI\|BAY VILLAGE, OH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	May 20, 2013	Jul 13, 2018	no	ATLANTA, GA\|ROCKY RIVER, OH\|COVINGTON, KY\|ROCKY RIVER, OH\|WESTLAKE, OH	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Nov 30, 2011	Nov 14, 2012	no	ARLINGTON, VA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 2, 2010	Oct 11, 2011	no	Sandy Springs, GA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 25, 2002	Dec 7, 2009	no	ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
E*TRADE CAPITAL MANAGEMENT, LLC	STRATEGIC ADVISERS LLC	Nov 14, 2012	May 20, 2013	187	Firm change	Other
CHARLES SCHWAB & CO., INC.	E*TRADE CAPITAL MANAGEMENT, LLC	Oct 11, 2011	Nov 30, 2011	50	Firm change	Other
STRATEGIC ADVISERS LLC	CHARLES SCHWAB & CO., INC.	Dec 7, 2009	Sep 2, 2010	269	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
May 20, 2013 to Jul 13, 2018factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 31, 2025factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 30, 2011 to Nov 14, 2012factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 2, 2010 to Oct 11, 2011factForm ADV

Dated events

No dated event names this entity yet.