DFX Intelligence
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Advisor at N••• W•••••
GREENWICH, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N••• A••••• | Independent wealth | Jun 3, 2026 | n/a | yes | GREENWICH, CT | Current employment |
| N••• W••••• | Independent wealth | Jun 3, 2026 | n/a | yes | GREENWICH, CT | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | N••• W••••• | Jun 10, 2026 | Jun 3, 2026 | -7 | Firm change | Wirehouse to new firm |
| U•• F•••••••• S••••••• I••• | W•••• F•••• A••••••• | Oct 12, 2020 | Sep 14, 2020 |
| Wirehouse |
| Sep 14, 2020 |
| Jun 10, 2026 |
| no |
| MELVILLE, NY|Miramar Beach, FL|GREENWICH, CT|MIRAMAR BEACH, FL|DESTIN, FL |
| Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | May 30, 2014 | Oct 12, 2020 | no | NEW YORK, NY|MIRAMAR BEACH, FL|Miramar Beach, FL | Previous registration |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Jun 24, 2014 | no | NEW YORK, NY|New York, NY | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | Jun 28, 2007 | Jun 1, 2009 | no | PURCHASE, NY|NEW YORK, NY|MT. KISKO, NY | Previous registration |
| -28 |
| Firm change |
| Wirehouse to wirehouse |
| M••••• S•••••• | U•• F•••••••• S••••••• I••• | Jun 24, 2014 | May 30, 2014 | -25 | Firm change | Wirehouse to wirehouse |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |