DFX Intelligence

J••• W•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst13 years in industry

J••• W•••••• M•••••••

Advisor at T•••••• F•••••••• C••••••• I•••

WHEATON, IL

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Search this name across graphsid dfx:ria:825951a9-7776-4c04-6f76-f8d7be7613f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 23, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• F•••••••• C••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• F•••••••• C••••••• I•••	No RAUM reported	Jan 19, 2024	n/a	yes	WHEATON, IL	Current employment
F•••• T•••• A••••••• L•	Asset manager	Sep 14, 2022	Oct 9, 2023	no	WHEATON, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• T•••• A••••••• L•	T•••••• F•••••••• C••••••• I•••	Oct 9, 2023	Jan 19, 2024	102	Firm change	Other
F••••••• P••••••• A•• W•••••••• A•••••••	F•••• T•••• A••••••• L•	Sep 27, 2022	Sep 14, 2022

Relationships

Registered with (3)

→ T•••••• F•••••••• C••••••• I•••Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ F•••• T•••• A••••••• L•Registered adviserregistration: previous registration
Sep 14, 2022 to Oct 9, 2023factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Nov 23, 2021 to Sep 27, 2022factForm ADV

Dated events

Occurred
Oct 9, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 27, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:825951a9-7776-4c04-6f76-f8d7be7613f9
First observed: Nov 23, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.