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Advisor at CENTAURUS FINANCIAL, INC.
ROSEVILLE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Jan 2, 2020 | n/a | yes | ROSEVILLE, CA | Current employment |
| QA3 FINANCIAL LLC | n/a | May 9, 2007 | Feb 11, 2011 | no | ROSEVILLE, CA|ROSEVILLE, CA|OMAHA, NE | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Sep 18, 2006 | May 21, 2007 | no | ROSEVILLE, CA|ROSEVILLE, CA|Roseville, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QA3 FINANCIAL LLC | CENTAURUS FINANCIAL, INC. | Feb 11, 2011 | Jan 2, 2020 | 3,247 | Firm change after gap | Other |
| PRINCIPAL SECURITIES, INC. | QA3 FINANCIAL LLC | May 21, 2007 | May 9, 2007 | -12 | Firm change | Other |