DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••••••• P•••••••• M••••••••• I•••
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••••••• P•••••••• M••••••••• I••• | State registered | Jan 18, 2006 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| W••••• P••••••• • M••••••••• L•• | Former SEC adviser | Mar 15, 2002 | Oct 6, 2003 | no | INDIANAPOLIS, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••••••• P•••••••• M••••••••• I••• | W••••• P••••••• • M••••••••• L•• | Dec 31, 2005 | Mar 15, 2002 | -1,387 | Firm change after gap | Other |
| W••••• P••••••• • M••••••••• L•• | O•••••••• P•••••••• M••••••••• I••• | Oct 6, 2003 | Jan 18, 2006 |
| O•••••••• P•••••••• M••••••••• I••• | State registered | Apr 13, 2000 | Dec 31, 2005 | no | INDIANAPOLIS, IN | Previous registration |
| 835 |
| Firm change after gap |
| Other |