DFX Intelligence

C•••••••• R••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C•••••••• R••••• T•••••••

Advisor at L•• F•••••••• L••

FARMINGTON, CT

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Search this name across graphsid dfx:ria:826a148c-ebf9-074b-865a-4156584df836

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 6, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 23, 2026	n/a	yes	FARMINGTON, CT	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Oct 14, 2025	Jan 8, 2026	no	Glastonbury, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	L•• F•••••••• L••	Jan 8, 2026	Feb 23, 2026	46	Firm change	Ibd to ibd
A•••••••• A••••••• S•••••••• L••	C••••••••• F•••••••• N••••••	Apr 8, 2025	Oct 14, 2025

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 23, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Oct 14, 2025 to Jan 8, 2026factForm ADV
→ A•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 6, 2025 to Apr 8, 2025factForm ADV

Dated events

Occurred
Jan 8, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:826a148c-ebf9-074b-865a-4156584df836
First observed: Jan 6, 2025
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.