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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

YES WEALTH MANAGEMENT

S CAPITAL WEALTH ADVISORS, LLC, CRD 172591

MAHTOMEDI, MN

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Search this name across graphsid dfx:ria:826a56a5-109c-4ca5-8b9a-4f832fbc7dd5

Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Aug 24, 2023 to Aug 5, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $127MItem 5.F on the latest filing (2026-08-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $127M
Private client RAUM: $127MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $42.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 3
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 299
Individual clients: 64
High net worth clients: 36
Custody, client assets: $2.1M
SEC number: 801-128782
CRD: 172591
Filings on the tape: 11
First filed: Aug 24, 2023
Latest filed: Aug 5, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT EUGENE SCHNEEWEIS	n/a	MAHTOMEDI, MN	11	36	1	no
James Michael Heflin	n/a	MAHTOMEDI, MN	10	10	n/a	no
Michael Andrew Heflin	n/a	MAHTOMEDI, MN \| MINNETONKA, MN	1	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JOHNSON, SARAH, LOUISE	President	Na	yes	02/2022	Aug 24, 2023	Jul 8, 2024
SCHNEEWEIS, ROBERT, EUGENE	CHIEF EXECUTIVE OFFICER	E	yes	02/2022	Aug 24, 2023	Jul 8, 2024
SCHNEEWEIS, ROBERT, J	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	02/2022	Aug 24, 2023	Jul 8, 2024
SCHNEEWEIS, THOMAS, R	CHIEF INVESTMENT OFFICER	B	yes	07/2014	Aug 24, 2023	Jul 8, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$127M	$127M	7	3	3	n/a	n/a
2024	Mar 18, 2025	$117M	$117M	7	3	3	n/a	n/a
2023	Feb 22, 2024	$113M	$113M	7	3	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$127M	$117M	9.2%	n/a	n/a	7	7	3	3

Relationships

Registered with (5)

← Michael Andrew HeflinAdvisorregistration: current employment
Dec 20, 2024 to presentfactForm ADV
← James Michael HeflinAdvisorregistration: current employment
Feb 22, 2016 to presentfactForm ADV
← ROBERT EUGENE SCHNEEWEISAdvisorregistration: current employment
Jan 16, 2015 to presentfactForm ADV
← SARAH LOUISE JOHNSONAdvisorregistration: previous registration
Jun 24, 2015 to Oct 10, 2024factForm ADV
← Benjamin Joseph JohnsonAdvisorregistration: previous registration
Jun 23, 2022 to Sep 29, 2023factForm ADV

Controls (4)

← SCHNEEWEIS, ROBERT, EUGENEOwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual
Aug 24, 2023 to Jul 8, 2024factForm ADV
← SCHNEEWEIS, THOMAS, ROwnerCHIEF INVESTMENT OFFICER, ownership code B, individual
Aug 24, 2023 to Jul 8, 2024factForm ADV
← JOHNSON, SARAH, LOUISEOwnerPRESIDENT, ownership code NA, individual
Aug 24, 2023 to Jul 8, 2024factForm ADV
← SCHNEEWEIS, ROBERT, JOwnerCHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 24, 2023 to Jul 8, 2024factForm ADV

Dated events

Occurred
Oct 10, 2024
Advisor changed firm
Sarah Louise Johnson left Yes Wealth Management for Great Valley Advisor Group, Llc (registered 2024-10-01)
Form ADVobserved 6 days ago
Occurred
Sep 29, 2023
Advisor changed firm
Benjamin Joseph Johnson left Yes Wealth Management for Great Valley Advisor Group, Llc (registered 2025-09-10)
Form ADVobserved 6 days ago
Occurred
Aug 24, 2023
First Form ADV filing
Yes Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:826a56a5-109c-4ca5-8b9a-4f832fbc7dd5
First observed: Aug 24, 2023
Last observed: Aug 5, 2026 47 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

YES WEALTH MANAGEMENT

S CAPITAL WEALTH ADVISORS, LLC, CRD 172591

MAHTOMEDI, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:826a56a5-109c-4ca5-8b9a-4f832fbc7dd5

Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT EUGENE SCHNEEWEIS

n/a

MAHTOMEDI, MN

James Michael Heflin

n/a

MAHTOMEDI, MN

n/a

Michael Andrew Heflin

n/a

MAHTOMEDI, MN | MINNETONKA, MN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JOHNSON, SARAH, LOUISE

President

yes

02/2022

Aug 24, 2023

Jul 8, 2024

SCHNEEWEIS, ROBERT, EUGENE

CHIEF EXECUTIVE OFFICER

yes

02/2022

Aug 24, 2023

Jul 8, 2024

SCHNEEWEIS, ROBERT, J

CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER

yes

02/2022

Aug 24, 2023

Jul 8, 2024

SCHNEEWEIS, THOMAS, R

CHIEF INVESTMENT OFFICER

yes

07/2014

Aug 24, 2023

Jul 8, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$127M

n/a

2024

Mar 18, 2025

$117M

n/a

2023

Feb 22, 2024

$113M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$127M

$117M

9.2%

n/a