DFX Intelligence

K•••••• P••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

K•••••• P••• L•••••••

Advisor at P•••••• C••••• G•••• A•••• M•••••••••

GLADSTONE, NJ

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Search this name across graphsid dfx:ria:827118b4-7cbc-05b5-edd1-7d0d4b885845

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• C••••• G•••• A•••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 4, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• C••••• G•••• A•••• M•••••••••	Independent wealth	Jun 4, 2025	n/a	yes	GLADSTONE, NJ	Current employment
B••••• T••••	Independent wealth	Nov 30, 2016	Jun 5, 2024	no	MORRISTOWN, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• T••••	P•••••• C••••• G•••• A•••• M•••••••••	Jun 5, 2024	Jun 4, 2025	364	Firm change	RIA to RIA

Relationships

Registered with (2)

→ P•••••• C••••• G•••• A•••• M•••••••••Registered adviserregistration: current employment
Jun 4, 2025 to presentfactForm ADV
→ B••••• T••••Registered adviserregistration: previous registration
Nov 30, 2016 to Jun 5, 2024factForm ADV

Dated events

Occurred
Jun 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:827118b4-7cbc-05b5-edd1-7d0d4b885845
First observed: Nov 30, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.