DFX Intelligence

S•••••• N••••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

S•••••• N••••••• P•••••••

Advisor at J•• W••••• A•••••••• L••

Cartersville, GA

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Search this name across graphsid dfx:ria:827a10ac-bae4-a5c8-38d4-8723f189531c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•• W••••• A•••••••• L••	Independent wealth	Aug 2, 2021	n/a	yes	Cartersville, GA	Current employment
I•••••• W••••• A••••••• G••••• L••	Former SEC adviser	Aug 5, 2010	Jul 8, 2021	no	CARTERSVILLE, GA\|KENNESAW, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• W••••• A••••••• G••••• L••	J•• W••••• A•••••••• L••	Jul 8, 2021	Aug 2, 2021	25	Firm change	RIA to RIA
D••••••• I••••••••• A••••••• L••	I•••••• W••••• A••••••• G••••• L••	Nov 14, 2005	Aug 5, 2010

Relationships

Registered with (3)

→ J•• W••••• A•••••••• L••Registered adviserregistration: current employment
Aug 2, 2021 to presentfactForm ADV
→ I•••••• W••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Aug 5, 2010 to Jul 8, 2021factForm ADV
→ D••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 1, 1999 to Nov 14, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:827a10ac-bae4-a5c8-38d4-8723f189531c
First observed: Jan 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.