This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$372MItem 5.F on the latest filing (2016-05-17); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$196M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

1

Advisory employees

1

Accounts

17

SEC number

801-80619

CRD

172951

Filings on the tape

3

First filed

Nov 13, 2014

Latest filed

May 17, 2016

Organised

Limited Liability Company, Delaware

• Occurred

  Nov 13, 2014
  First Form ADV filing

  Slifka Asset Management filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:82819e9b-de15-e669-deac-b62d6c8d2a41

First observed

Nov 13, 2014

Last observed

May 17, 2016 125 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.