DFX Intelligence

T••• R••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

T••• R••• C•••••• M••••••••• L••

CRD 282384

ISSAQUAH, WA

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Search this name across graphsid dfx:ria:8286922d-1db1-f756-4b71-ded95b5f09d9

Data as of Jan 22, 2016 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2016 to Jan 22, 2016
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Accounts: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••• Y•••• J••	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	12/2015	Jan 22, 2016	Jan 22, 2016

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L•• C•••••• M••••••••• L••	n/a	State registered	$17.7M	N	yes	n/a

Relationships

Affiliated with (1)

→ L•• C•••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (1)

← L••• Y•••• J••OwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 22, 2016 to presentfactForm ADV

Dated events

Occurred
Jan 22, 2016
First Form ADV filing
T••• R••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8286922d-1db1-f756-4b71-ded95b5f09d9
First observed: Jan 22, 2016
Last observed: Jan 22, 2016 129 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.