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Advisor at SUNBELT SECURITIES
Lexington, KY | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SUNBELT SECURITIES | Bd affiliated wealth | Sep 12, 2019 | n/a | yes | Lexington, KY|HOUSTON, TX|HOUSTON, TX | Current employment |
| LEXINGTON INVESTMENT COMPANY, INC. | n/a | Mar 9, 2011 | Dec 16, 2019 | no | LEXINGTON, KY|LEXINGTON, KY|DANVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEXINGTON INVESTMENT COMPANY, INC. | SUNBELT SECURITIES | Dec 16, 2019 | Sep 12, 2019 | -95 | Firm change after gap | Other |