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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

STEVEN JAMES NIDA

Advisor at OSAIC WEALTH, INC.

WATERLOO, IA

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Search this name across graphsid dfx:ria:82a29cab-cba0-cac2-ed1c-d6e0f36d598f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 23, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jul 23, 2004
First registration: Sep 12, 2007
Dual registered: yes, broker-dealer
Other names: STEVEN NIDA
IAPD individual key: 4803028

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	WATERLOO, IA	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Oct 4, 2011	Jun 14, 2024	no	WATERLOO, IA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Oct 5, 2011	no	CEDAR FALLS, IA\|WATERLOO, IA\|CEDAR FALLS, IA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Dec 17, 2007	Jan 3, 2011	no	WATERLOO, IA\|CEDAR FALLS, IA\|CEDAR FALLS, IA	Previous registration
EDWARD JONES	National bd RIA	Sep 12, 2007	Dec 18, 2007	no	CEDAR FALLS, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	SECURITIES AMERICA ADVISORS, INC.	Oct 5, 2011	Oct 4, 2011	-1	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
EDWARD JONES	WELLS FARGO INVESTMENTS, LLC	Dec 18, 2007	Dec 17, 2007	-1	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Oct 4, 2011 to Jun 14, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Oct 5, 2011factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 17, 2007 to Jan 3, 2011factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Sep 12, 2007 to Dec 18, 2007factForm ADV

Dated events

No dated event names this entity yet.