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M•••••• E••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

M•••••• E••• R•••••••

Advisor at C•••••• S••••• • C••• I•••

Phoenix, AZ

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Search this name across graphsid dfx:ria:82a975c2-b227-29f6-982f-635631a90ae5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 29, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	May 2, 2025	n/a	yes	Phoenix, AZ	Current employment
T••••• C•••••• M••••••••• I• L••	Institutional manager	Mar 13, 2024	Apr 24, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• C•••••• M••••••••• I• L••	C•••••• S••••• • C••• I•••	Apr 24, 2025	May 2, 2025	8	Firm change	Other

Relationships

Registered with (2)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
May 2, 2025 to presentfactForm ADV
→ T••••• C•••••• M••••••••• I• L••Registered adviserregistration: previous registration
Mar 13, 2024 to Apr 24, 2025factForm ADV

Dated events

Occurred
Apr 24, 2025
Advisor changed firm
M•••••• E••• R••••••• left T••••• C•••••• M••••••••• I• L•• for C•••••• S••••• • C••• I••• (registered 2025-05-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82a975c2-b227-29f6-982f-635631a90ae5
First observed: Mar 13, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.