This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Nov 8, 2013

First registration

Nov 8, 2013

Dual registered

yes, broker-dealer

Other names

YURIY ALEKSANDROVICH DAGAEV|YURY ALEXANDROVICH DAGAEV|YURA DAGAEV|YURI A DAGAEV|YURI ALEXANDER DAGAN|YURI A DAGAN|Yuriy Dagaev|Yuriy Dagaev|Yuri A Dagan

IAPD individual key

6211885

• Occurred

  Dec 12, 2022
  Advisor changed firm

  Yuri Alexander Dagan left Rbc Capital Markets, Llc for Northwestern Mutual Investment Services,Llc (registered 2023-05-23)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:82ad16da-1c19-d95d-209c-8c366ba950cc

First observed

Nov 8, 2013

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.