DFX Intelligence

C••••••• W•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

C••••••• W•••••• C•••••••

Advisor at F••••••• H••••• A•••••••• L••

Hyannis,, MA | BOSTON, MA

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Search this name across graphsid dfx:ria:82ae8a93-718b-fe48-489f-90d043ab48a6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 4, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• H••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 5, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• H••••• A•••••••• L••	Independent wealth	Nov 3, 2023	n/a	yes	Hyannis,, MA\|BOSTON, MA	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Dec 4, 2017	Nov 3, 2023	no	BRIDGEWATER, MA\|Hyannis, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	F••••••• H••••• A•••••••• L••	Nov 3, 2023	Nov 3, 2023	0	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ F••••••• H••••• A•••••••• L••Registered adviserregistration: current employment
Nov 3, 2023 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Dec 4, 2017 to Nov 3, 2023factForm ADV

Dated events

Occurred
Nov 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82ae8a93-718b-fe48-489f-90d043ab48a6
First observed: Dec 4, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.