DFX Intelligence
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Reading the graph
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Advisor at E••••• J••••
Winter Park, FL | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Mar 28, 2024 | n/a | yes | ST. LOUIS, MO|Winter Park, FL | Current employment |
| S••••• W••••• A•••••••• I••• | No RAUM reported | Jun 29, 2020 | Jan 8, 2024 | no | Orlando, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• W••••• A•••••••• I••• | E••••• J•••• | Jan 8, 2024 | Mar 28, 2024 | 80 | Firm change | Other |
| C•••••• S••••• • C••• I••• | S••••• W••••• A•••••••• I••• | Oct 25, 2019 | Jun 29, 2020 |
| C•••••• S••••• • C••• I••• | National bd RIA | Jul 18, 2008 | Oct 25, 2019 | no | Orlando, FL|Orlando, FL|Winter Park, FL | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | Sep 18, 2007 | Jan 25, 2008 | no | WINTER PARK, FL | Previous registration |
| 248 |
| Channel change |
| Other |
| M••••• S•••••• • C•• L•• | C•••••• S••••• • C••• I••• | Jan 25, 2008 | Jul 18, 2008 | 175 | Firm change | Other |