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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

KATHLEEN STEPHENS

Advisor at STRATEGIC ADVISERS LLC

BETHESDA, MD

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Search this name across graphsid dfx:ria:82b699db-5973-72c5-a32b-7a47127dd266

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 7, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 13, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jan 13, 2014
First registration: May 7, 2015
Dual registered: yes, broker-dealer
Other names: Kathleen E Hunsberger|KATHLEEN ELIZABETH HUNSBERGER|Kathleen Hunsberger|KATHLEEN ELIZABETH STEPHENS
IAPD individual key: 6256109

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	BETHESDA, MD\|BETHESDA, MD	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Oct 26, 2022	Mar 31, 2025	no	BETHESDA, MD	Previous registration
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Jul 31, 2020	Aug 12, 2022	no	New York, NY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 28, 2019	Aug 6, 2020	no	NEW YORK, NY	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 22, 2019	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	May 7, 2015	Jul 13, 2018	no	BETHESDA, MD\|New York, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Aug 12, 2022	Oct 26, 2022	75	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Aug 6, 2020	Jul 31, 2020	-6	Firm change	Wirehouse to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	J.P. MORGAN SECURITIES LLC	Mar 22, 2019	Feb 28, 2019	-22	Firm change	Ibd to wirehouse
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:108559:NY:2020-08-03	Aug 6, 2020	Jul 31, 2020	NEW YORK, NY	Firm change
288590:79:MA:2019-03-15	Mar 22, 2019	Feb 28, 2019	BOSTON, MA	Firm change

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
May 7, 2015 to Jul 13, 2018factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Oct 26, 2022 to Mar 31, 2025factForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Jul 31, 2020 to Aug 12, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Feb 28, 2019 to Aug 6, 2020factForm ADV

Dated events

Occurred
Aug 12, 2022
Advisor changed firm
Kathleen Stephens left J.P. Morgan Private Wealth Advisors Llc for Fidelity Personal And Workplace Advisors (registered 2022-10-26)
Form ADVobserved 6 days ago