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D•••• M•••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

D•••• M•••••• C•••

Advisor at I••••••••• C•••••• C••• I•••

New Philadelphia, OH | PARMA, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:82bd410b-fac6-23fc-f5ae-cce9c241cfe1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 1, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• C•••••• C••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• C•••••• C••• I•••	Independent wealth	Feb 9, 2021	n/a	yes	PARMA, OH\|New Philadelphia, OH\|PARMA, OH\|New Philadelphia, OH	Current employment
O• I••••••••• M••••••••• C•	Bd affiliated wealth	May 1, 2014	Feb 9, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O• I••••••••• M••••••••• C•	I••••••••• C•••••• C••• I•••	Feb 9, 2021	Feb 9, 2021	0	Firm change	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105662:24723:OH:2021-02-05	Feb 9, 2021	Feb 9, 2021	CINCINNATI, OH	Firm change

Relationships

Registered with (2)

→ I••••••••• C•••••• C••• I•••Registered adviserregistration: current employment
Feb 9, 2021 to presentfactForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
May 1, 2014 to Feb 9, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82bd410b-fac6-23fc-f5ae-cce9c241cfe1
First observed: May 1, 2014
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.