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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Akron, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Nov 2, 2022 | n/a | yes | Akron, OH | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 9, 2007 | Nov 21, 2022 | no | AKRON, OH|AKRON, OH | Previous registration |
| KEYBANC CAPITAL MARKETS INC. | n/a | May 14, 1999 | Feb 9, 2007 | no | AKRON, OH|AKRON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Nov 21, 2022 | Nov 2, 2022 | -19 | Firm change | Wirehouse to ibd |
| KEYBANC CAPITAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Feb 9, 2007 | Feb 9, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149018:OH:2022-11-14 | Nov 21, 2022 | Nov 2, 2022 | AKRON, OH | Firm change |