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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

JASON THOMAS PEPE

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

CONSHOHOCKEN, PA

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Search this name across graphsid dfx:ria:82df0a91-8b60-38b6-7767-a874567b8a57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 7, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 7, 2003
First registration: Apr 16, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4551115

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Apr 20, 2023	n/a	yes	CONSHOHOCKEN, PA	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Aug 26, 2020	Mar 28, 2023	no	King of Prussia, PA	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Mar 1, 2016	Nov 16, 2020	no	KING OF PRUSSIA, PA	Previous registration
VALLEY FORGE ASSET MANAGEMENT, LLC	Former SEC adviser	Mar 13, 2014	Mar 30, 2016	no	KING OF PRUSSIA, PA\|KING OF PRUSSIA, PA	Previous registration
WADDELL & REED	Former SEC adviser	Apr 16, 2003	May 7, 2004	no	CHADD'S FORD, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Mar 28, 2023	Apr 20, 2023	23	Firm change	Ibd to ibd
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Nov 16, 2020	Aug 26, 2020	-82	Firm change after gap	Ibd to ibd
VALLEY FORGE ASSET MANAGEMENT, LLC	BB&T SECURITIES, LLC	Mar 30, 2016	Mar 1, 2016	-29	Firm change	Other
WADDELL & REED	VALLEY FORGE ASSET MANAGEMENT, LLC	May 7, 2004	Mar 13, 2014	3,597	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7438:142785:PA:2016-03-30	Mar 30, 2016	Mar 1, 2016	KING OF PRUSSIA, PA	Firm change

Relationships

Registered with (5)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Apr 20, 2023 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 26, 2020 to Mar 28, 2023factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 1, 2016 to Nov 16, 2020factForm ADV
→ VALLEY FORGE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 13, 2014 to Mar 30, 2016factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Apr 16, 2003 to May 7, 2004factForm ADV

Dated events

Occurred
Mar 28, 2023
Advisor changed firm
Jason Thomas Pepe left Truist Advisory Services, Inc. for Stifel, Nicolaus & Company, Incorporated (registered 2023-04-20)
Form ADVobserved 5 days ago