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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HFR WEALTH MANAGEMENT, LLC

CRD 106913

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:82e4e4a6-361e-b894-de33-c40b6d557388

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Mar 18, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $589MItem 5.F on the latest filing (2026-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $589M
Private client RAUM: $510MderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $147Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 851
Individual clients: 202
High net worth clients: 159
SEC number: 801-50326
CRD: 106913
Filings on the tape: 34
First filed: Mar 30, 2012
Latest filed: Mar 18, 2026
Organised: Limited Liability Company, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
HERBERT FAULKNER REILLY	n/a	NISKAYUNA, NY	5	34	n/a	no
MICHAEL GLEN REILLY	n/a	NISKAYUNA, NY	5	16	n/a	no
HERBERT FAULKNER REILLY IV	n/a	NISKAYUNA, NY	5	14	n/a	no
CHRISTOPHER MICHAEL HURLEY	n/a	NISKAYUNA, NY \| CENTRAL SQUARE, NY	5	29	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
REILLY III, HERBERT, FAULKNER	PRESIDENT & CHIEF COMPLIANCE OFFICER	E	yes	09/2004	Mar 30, 2012	Nov 22, 2024
REILLY IV, HERBERT, FAULKNER	VICE PRESIDENT	Na	no	04/2021	May 6, 2021	Nov 22, 2024
REILLY, MICHAEL, GLEN	VICE PRESIDENT AND CHIEF TECHNOLOGY OFFICER	Na	no	04/2021	May 6, 2021	Nov 22, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$589M	$589M	6	4	1	n/a	n/a
2024	Mar 20, 2025	$574M	$574M	6	4	1	n/a	n/a
2023	Mar 20, 2024	$513M	$513M	6	4	1	n/a	n/a
2022	Feb 22, 2023	$465M	$465M	6	4	1	n/a	n/a
2021	Mar 12, 2022	$506M	$506M	6	4	1	n/a	n/a
2020	Mar 15, 2021	$408M	$408M	6	4	1	n/a	n/a
2019	Mar 18, 2020	$333M	$333M	6	4	1	n/a	n/a
2018	Mar 18, 2019	$261M	$261M	4	3	1	n/a	n/a
2017	Mar 12, 2018	$248M	$248M	3	3	1	n/a	n/a
2016	Feb 16, 2017	$207M	$207M	3	3	n/a	n/a	n/a
2015	Mar 30, 2016	$180M	$180M	3	1	n/a	n/a	n/a
2014	Mar 31, 2015	$164M	$164M	3	1	n/a	n/a	n/a
2013	Mar 31, 2014	$152M	$152M	3	1	n/a	n/a	n/a
2012	Mar 28, 2013	$124M	$124M	3	1	n/a	n/a	n/a
2011	Mar 30, 2012	$112M	$112M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$589M	$574M	2.6%	$465M	8.2%	6	6	1	1

Relationships

Registered with (4)

← CHRISTOPHER MICHAEL HURLEYAdvisorregistration: current employment
May 30, 2021 to presentfactForm ADV
← HERBERT FAULKNER REILLYAdvisorregistration: current employment
May 23, 2021 to presentfactForm ADV
← MICHAEL GLEN REILLYAdvisorregistration: current employment
May 23, 2021 to presentfactForm ADV
← HERBERT FAULKNER REILLY IVAdvisorregistration: current employment
May 23, 2021 to presentfactForm ADV

Controls (1)

← REILLY III, HERBERT, FAULKNEROwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 30, 2012 to Nov 22, 2024factForm ADV

Owns (2)

← REILLY, MICHAEL, GLENOwnerVICE PRESIDENT AND CHIEF TECHNOLOGY OFFICER, ownership code NA, individual
May 6, 2021 to Nov 22, 2024factForm ADV
← REILLY IV, HERBERT, FAULKNEROwnerVICE PRESIDENT, ownership code NA, individual
May 6, 2021 to Nov 22, 2024factForm ADV

Dated events

Occurred
May 6, 2021
Succession filed (Item 4)
Hfr Investment Advisory Services reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82e4e4a6-361e-b894-de33-c40b6d557388
First observed: Mar 30, 2012
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HFR WEALTH MANAGEMENT, LLC

CRD 106913

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:82e4e4a6-361e-b894-de33-c40b6d557388

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:39 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

HERBERT FAULKNER REILLY

n/a

NISKAYUNA, NY

n/a

MICHAEL GLEN REILLY

n/a

NISKAYUNA, NY

n/a

HERBERT FAULKNER REILLY IV

n/a

NISKAYUNA, NY

n/a

CHRISTOPHER MICHAEL HURLEY

n/a

NISKAYUNA, NY | CENTRAL SQUARE, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

REILLY III, HERBERT, FAULKNER

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

09/2004

Mar 30, 2012

Nov 22, 2024

REILLY IV, HERBERT, FAULKNER

VICE PRESIDENT

04/2021

May 6, 2021

Nov 22, 2024

REILLY, MICHAEL, GLEN

VICE PRESIDENT AND CHIEF TECHNOLOGY OFFICER

04/2021

May 6, 2021

Nov 22, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$589M

n/a

2024

Mar 20, 2025

$574M

n/a

2023

Mar 20, 2024

$513M

n/a

2022

Feb 22, 2023

$465M

n/a

2021

Mar 12, 2022

$506M

n/a

2020

Mar 15, 2021

$408M

n/a

2019

Mar 18, 2020

$333M

n/a

2018

Mar 18, 2019

$261M

n/a

2017

Mar 12, 2018

$248M

n/a

2016

Feb 16, 2017

$207M

n/a

2015

Mar 30, 2016

$180M

n/a

2014

Mar 31, 2015

$164M

n/a

2013

Mar 31, 2014

$152M

n/a

2012

Mar 28, 2013

$124M

n/a

2011

Mar 30, 2012

$112M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$589M

$574M

2.6%

$465M

8.2%