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O•••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

O•••••• A••••••

Advisor at F••• P•••• C•••••• P••••••• L••

SAN F••••••••, CA

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Search this name across graphsid dfx:ria:82e76e01-c59f-9332-6115-1164ae17905e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 16, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••• P•••• C•••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 26, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••• P•••• C•••••• P••••••• L••	Independent wealth	Sep 21, 2021	n/a	yes	SAN F••••••••, CA	Current employment
S•• F•••••••• S••••• I••••••••• G••••	Former SEC adviser	Jan 7, 2020	Oct 5, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•• F•••••••• S••••• I••••••••• G••••	F••• P•••• C•••••• P••••••• L••	Oct 5, 2021	Sep 21, 2021	-14	Firm change	RIA to RIA
T••••••••• L••	S•• F•••••••• S••••• I••••••••• G••••	Nov 29, 2012

Relationships

Registered with (3)

→ F••• P•••• C•••••• P••••••• L••Registered adviserregistration: current employment
Sep 21, 2021 to presentfactForm ADV
→ S•• F•••••••• S••••• I••••••••• G••••Registered adviserregistration: previous registration
Jan 7, 2020 to Oct 5, 2021factForm ADV
→ T••••••••• L••Registered adviserregistration: previous registration
May 16, 2011 to Nov 29, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82e76e01-c59f-9332-6115-1164ae17905e
First observed: May 16, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.