This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.82 fund_share=0.12 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$1.5BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$1.5B

Private client RAUM

$1.3BderivedItem 5.D individuals plus high net worth individuals

Private client share

82%derivedprivate client RAUM over total RAUM

Advisors on IAPD

5

RAUM per advisor

$307Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

8

Advisory employees

6

Offices

2Schedule D 1.F, beyond the principal office

Accounts

1,602

Individual clients

307

High net worth clients

273

Private funds

1Schedule D 7.B(1)

Custody, client assets

$116M

SEC number

801-69561

CIK

1507683

CRD

148221

Filings on the tape

33

First filed

Jan 27, 2012

Latest filed

Mar 31, 2026

Organised

Corporation, CA

Website

rosemanwagner.com

• Occurred

  Mar 19, 2021
  Regulatory AUM changed

  Roseman Wagner Wealth Management reported RAUM $808.5M, up 56% from $517.5M (2020-06-30 to 2021-03-19)

  Form ADVobserved 5 days ago
  $291M

Graph

RIA / Wealth Management

Canonical id

dfx:ria:82ea433c-3769-93f9-a6f6-45bf3f45b7c1

First observed

Jan 27, 2012

Last observed

Mar 31, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.