DFX Intelligence

D••• S•••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

D••• S•••• K•••••••

Advisor at T•• M••••••••• L••

BETTENDORF, IA

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Search this name across graphsid dfx:ria:82eaf28f-7f3a-bbbd-cba5-23f92f50aebd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 14, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 4, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• M••••••••• L••	Independent wealth	May 17, 2021	n/a	yes	BETTENDORF, IA	Current employment
A•••••••• C•••••• M•••••••••	Independent wealth	Jun 15, 2017	Oct 25, 2021	no	Bettendorf, IA\|CORNELIUS, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• C•••••• M•••••••••	T•• M••••••••• L••	Oct 25, 2021	May 17, 2021	-161	Firm change after gap	RIA to new firm
T••• F•••••••• P•••••••	A•••••••• C•••••• M•••••••••	Dec 31, 2017	Jun 15, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
157423:313543:NC:2021-10-25	Oct 25, 2021	May 17, 2021	CORNELIUS, NC	Firm change after gap
152854:157423:IA:2017-12-31	Dec 31, 2017	Jun 15, 2017	BETTENDORF, IA	Firm change after gap

Relationships

Registered with (6)

→ T•• M••••••••• L••Registered adviserregistration: current employment
May 17, 2021 to presentfactForm ADV
→ A•••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jun 15, 2017 to Oct 25, 2021factForm ADV
→ T••• F•••••••• P•••••••Registered adviserregistration: previous registration
Jan 25, 2010 to Dec 31, 2017factForm ADV
→ R•••••• O•• F••••••••• L••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82eaf28f-7f3a-bbbd-cba5-23f92f50aebd
First observed: May 14, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.