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Advisor at CWM, LLC
OMAHA, NE | Scottsdale, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CWM, LLC | Bd affiliated wealth | Jul 31, 2023 | n/a | yes | Scottsdale, AZ|OMAHA, NE | Current employment |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Sep 20, 2021 | Aug 4, 2023 | no | Scottsdale, AZ | Previous registration |
| MORGAN STANLEY | Wirehouse | Jan 15, 2019 | Sep 15, 2021 | no | GILBERT, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | CWM, LLC | Aug 4, 2023 | Jul 31, 2023 | -4 | Firm change | Ibd to ibd |
| MORGAN STANLEY | VANGUARD ADVISERS, INC. | Sep 15, 2021 | Sep 20, 2021 | 5 | Firm change | Wirehouse to ibd |