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Advisor at LPL FINANCIAL LLC
Fraser, CO | LAKEWOOD, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 22, 2025 | n/a | yes | Fraser, CO|LAKEWOOD, CO | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Aug 15, 2008 | Sep 26, 2025 | no | LITTLETON, CO|GREENWOOD VILLAGE, CO|Denver, CO|Fraser, CO|Libertyville, IA|Lakewood, CO | Previous registration |
| CAPITAL INVESTMENT MANAGEMENT | Former SEC adviser | Nov 9, 2006 | Oct 21, 2008 | no | DENVER, CO | Previous registration |
| AMERICAN SKANDIA ADVISORY SERVICES, INC. | n/a | Feb 28, 2003 | Sep 30, 2003 | no | SHELTON, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | LPL FINANCIAL LLC | Sep 26, 2025 | Sep 22, 2025 | -4 | Firm change | Ibd to ibd |
| CAPITAL INVESTMENT MANAGEMENT | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Oct 21, 2008 | Aug 15, 2008 | -67 | Firm change after gap | Other |
| AMERICAN SKANDIA ADVISORY SERVICES, INC. | CAPITAL INVESTMENT MANAGEMENT | Sep 30, 2003 | Nov 9, 2006 | 1,136 | Firm change after gap | Other |