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Advisor at CINCAP ASSET MANAGEMENT
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CINCAP ASSET MANAGEMENT | State registered | Oct 16, 2024 | n/a | yes | CINCINNATI, OH | Current employment |
| NATCITY INVESTMENTS, INC. | n/a | Dec 19, 2007 | Dec 1, 2008 | no | CINCINNATI, OH | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Sep 5, 2006 | Oct 24, 2007 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATCITY INVESTMENTS, INC. | CINCAP ASSET MANAGEMENT | Dec 1, 2008 | Oct 16, 2024 | 5,798 | Firm change after gap | Other |
| A. G. EDWARDS & SONS, INC. | NATCITY INVESTMENTS, INC. | Oct 24, 2007 | Dec 19, 2007 | 56 | Firm change | Other |