DFX Intelligence

C•••••• • C•••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

C•••••• • C•••••• L•

CRD 155606

CHICAGO, IL

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Search this name across graphsid dfx:ria:82ff4eb1-1155-6b8c-8ded-b9b9975033a3

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 7
On other graphs: 3
Observed: Feb 10, 2012 to Mar 31, 2026
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••• • C•••••• L•

Private equity manager · cited, shared crd

Independent Sponsorsidentity

C•••••• • C•••••• L•

Capital provider to sponsors · cited, shared crd

Allocatorsidentity

C•••••• • C•••••• L•

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.6B••• Locked
Discretionary RAUM: $3.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 47

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••• • C•••••• F••• V• L•	Private Equity Fund	$804M	Mar 29, 2024	70	Mar 26, 2019	reported	021-314134
C•••••• • C•••••• F••• V•••• L•	Private Equity Fund	$795M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• • C•••••• L••	GENERAL PARTNER	E	yes	06/2008	Mar 16, 2018	Mar 29, 2024
C••••••• B••••• C••••••	Manager	C	yes	06/2008	Feb 10, 2012	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• • C•••••• G• L•	n/a	n/a	n/a	Y	no	n/a
C•••••• • C•••••• G• V• L•	n/a	n/a	n/a	Y	no	n/a
C•••••• • C•••••• G• V• L•	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Nashville	Tn	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.6B	$3.6B	-1.9%	$2.3B	14.8%	47	47	1	1

Relationships

Advises (16)

→ C•••••• • C•••••• F••• I• L•Private fundPrivate Equity Fund, IA
Feb 10, 2012 to presentfactForm ADV
→ C•••••• • C•••••• F••• V• L•Private fundPrivate Equity Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ C•••••• • C•••••• F••• V••• L•Private fundPrivate Equity Fund, IA
Mar 26, 2019 to presentfactForm ADV
→ C•••••• • C•••••• F•••••• F••• V• L•

Dated events

Occurred
Mar 29, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.3B
Occurred
Oct 21, 2021
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 21, 2021
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 29, 2021
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82ff4eb1-1155-6b8c-8ded-b9b9975033a3
First observed: Feb 10, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.