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Advisor at CREATIVE PLANNING
Monroe, WA | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CREATIVE PLANNING | Independent wealth | Aug 11, 2025 | n/a | yes | OVERLAND PARK, KS|Monroe, WA | Current employment |
| WADDELL & REED | Former SEC adviser | Oct 27, 2014 | Oct 10, 2016 | no | SEATTLE, WA|LYNNWOOD, WA | Previous registration |
| TRUTINA FINANCIAL | Former SEC adviser | Sep 9, 2011 | Aug 11, 2014 | no | BELLEVUE, WA | Previous registration |
| EK RILEY INVESTMENTS, LLC | Former SEC adviser | Sep 24, 2010 | Sep 12, 2011 | no | SEATTLE, WA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 11, 2010 | no | Seattle, WA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 17, 1999 | Jun 1, 2009 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | CREATIVE PLANNING | Oct 10, 2016 | Aug 11, 2025 | 3,227 | Firm change after gap | Other |
| TRUTINA FINANCIAL | WADDELL & REED | Aug 11, 2014 | Oct 27, 2014 | 77 | Firm change | Other |
| EK RILEY INVESTMENTS, LLC | TRUTINA FINANCIAL | Sep 12, 2011 | Sep 9, 2011 | -3 | Firm change | Other |
| MORGAN STANLEY | EK RILEY INVESTMENTS, LLC | Oct 11, 2010 | Sep 24, 2010 | -17 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |