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T••• G••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

T••• G••• G•••••••••

Advisor at G••••• W••••• M••••••••• I•••

Mesa, AZ | Englewood, CO

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Search this name across graphsid dfx:ria:830923cb-90ee-000b-b472-7f5199d381c7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 14, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 25, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Sep 25, 2013	n/a	yes	Englewood, CO\|Mesa, AZ	Current employment
G••••••••• P•••••••• D•••••• L••	n/a	Jul 12, 2022	Dec 21, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••••• P•••••••• D•••••• L••	n/a	Dec 21, 2022	n/a	n/a	Departure no registered destination	Departure
N••• F•••••••• G••••• I•••	G••••• W••••• M••••••••• I•••	Apr 2, 2009	Sep 25, 2013

Relationships

Registered with (4)

→ G••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Sep 25, 2013 to presentfactForm ADV
→ G••••••••• P•••••••• D•••••• L••Registered adviserregistration: previous registration
Jul 12, 2022 to Dec 21, 2022factForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Nov 23, 2004 to Apr 2, 2009factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration

Dated events

Occurred
Dec 21, 2022
Advisor departed, no destination yet
T••• G••• G••••••••• no longer registered at G••••••••• P•••••••• D•••••• L••; no later IA registration on IAPD
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:830923cb-90ee-000b-b472-7f5199d381c7
First observed: Jun 14, 1999
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.